Governance and conduct obligations in financial services / Leif Gamertsfelder.

Chatswood, N.S.W. : LexisNexis Butterworths, 2016.

87351

Corporate governance -- Australia.

Corporations -- Finance.

Obligations (Law)

1. Introduction

2. Fiduciary and Equitable Duties at General Law

3. Duties of Directors and Officers

4. Duties of a Responsible Entity

5. Duties of Registrable Superannuation Entities

6. Duties of Trustees of Self-Managed Superannuation Funds

7. Duties of Insurance Entities

8. Duties of Authorised Deposit-taking Institutions

9. Duties of Entities that Provide Advice

10. Duties of Australian Financial Services Licensees

11. Obligation of good faith

12. Misleading or Deceptive Conduct

13. Unconscionable Conduct

14. Unfair contract terms

15. Anti-Competitive Conduct

16. Collection, Use and Disclosure of Personal Information

17. Cyber Security Obligations

18. The Role of Behavioural Insights and Statistics in a Regulatory Context

19. ASIC Guidance Relating to Remediation Programs

20. Recommendations of Financial System Inquiry.

"Governance and Conduct Obligations in Financial Services is a comprehensive insightful text examining governance and conduct obligations that apply in financial services. The focus of the book is on open-ended governance and conduct obligations that establish standards or norms of conduct. This has been an area of intense ongoing interest among consumers, media, politicians, regulators and of course industry participants." -- Publisher's website.

Includes index.

9780409343489

xliv, 461 p. ; 25 cm