Fundamentals of securities regulation.

Boston, Mass. : Little, Brown and Company, 1991.

2nd ed. 1991 supplement.

25829

Securities -- United States.

1. Development of the SEC statutes

2. Distribution of securities

3. A What! A "security" (herein of "issuer" as well)

4. "Offer", "sale", "underwriter", and "dealer"

5. Securities Act exemptions

6. "Control" concepts under the SEC statutes

7. Registration and postregistration provisions of the 1934 Act

8. Market regulation

9. "Fraud" and manipulation

10. Civil liability

11. The SEC lawyer.

1991 supplement to the 2nd edition.

0316533858

ix, 367 p.