Investment advising - opportunities for solicitors papers presented by the Continuing Legal Education Department of the College of Law on Saturday, 12 May 1990.

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Record details

Publication details:
Sydney: CLE Dept of College of Law, 1990.
Record id:
14187
Added title:
Why solicitors need to provide investment advice and how they might go about it.
Revised statement on guidelines and dealings with financial institutions on behalf of clients.
The Liability of investment advisers for misleading and deceptive conduct under the Trade Practices Act.
Extracts from CAC guidelines for accountants acting as investment advisers.
Extracts from NCSC information release on the new licensing requirements for investment advisers.
Author:
College of Law (Sydney, N.S.W.). Continuing Legal Education Department. 
Keavney, Robert. 
Kench, John. 
Cass-Gottlieb, Gina. 
Series:
Seminar papers (College of Law (Sydney, N.S.W.)).
Subject:
Australia. -- Trade Practices Act 1974.
Investments -- Australia.
Restraint of trade -- Australia.
Commercial law -- Australia.
Contents:
Why solicitors need to provide investment advice and how they might go about it, by R Keavney; Extracts from CAC guidelines for accountants acting as investment advisers; Extracts from NCSC information release on the new licensing requirements for investment advisers; Revised statement on guidelines and dealings with financial institutions on behalf of clients; The Liability of investment advisers for misleading and deceptive conduct under the Trade Practices Act, by J Kench and G Cass-Gottlieb.
Variant title:
Continuing Legal Education (College of Law (Sydney, N.S.W.)).
Phys. description:
43p.